Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2018 indicate that New York-based Morgan Stanley broker/adviser Richard Juracka has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Juracka (CRD# 708735).
Richard Juracka has spent 37 years in the securities industry and has been registered with Morgan Stanley in New York, New York since 2009. Previous registrations include Morgan Stanley & Company in New York, New York (2007-2009) and Morgan Stanley DW in New York, New York (1980-2007). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on August 20, 1991; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 16, 1980; Series 3 (National Commodity Futures Examination), which he obtained on July 13, 1990; Series 7 (General Securities Representative Examination), which he obtained on May 17, 1980; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on February 26, 1987. He is a registered broker and investment adviser with 30 US states and territories and with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one denied customer complaint.
In August 2017 a customer alleged Richard Juracka, while employed at Morgan Stanley Smith Barney, executed unauthorized trades from September 2016 through July 2017 in products including common and preferred stock, exchange-traded funds, and unit investment trusts. The customer is seeking unspecified damages in the pending complaint.
In 2009 a customer alleged Richard Juracka, while employed at Morgan Stanley & Company, failed to follow instructions not to invest a sum of money. The customer sought $20,000 in damages in the complaint, which was denied.
If you or someone you know has complaints regarding Richard Juracka, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.