Over $100 Million of Investors' Losses Recovered

Securities Law Attorneys Blog

Ann Marie Comcowich has Been Sanctioned by FINRA

May 5, 2017
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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2017 indicate that former Pennsylvania-based Prudential Investment Management Services broker Ann Marie Comcowich, also known as…

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Michael Fitzgerald Has Received Four Customer Complaints

May 5, 2017
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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 1, 2017 indicate that California-based Morgan Stanley broker/adviser Michael Fitzgerald has been the subject of resolved or…

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Customer Submits Complaint Stating Broker Joshua Patterson Failed to Conduct Proper Due Diligence

May 5, 2017
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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 23, 2017 indicate that Texas-based IMS Securities broker/adviser Joshua Patterson has received pending customer disputes. Fitapelli Kurta…

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Scott Stacke Has Been the Subject of One Customer Complaint

May 5, 2017
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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that former Illinois-based William Blair & Company broker/adviser Scott Stacke has been the subject…

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Lee Rosenberg Allegedly Recommended Unsuitable Investments

May 5, 2017
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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 1, 2017 indicate that Florida and New York-based Cadaret Grant & Company broker/adviser Lee Rosenberg has received…

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AV Preeminent Award

September 5, 2015
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AVVO Award Logo

September 5, 2015
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BBB Logo

September 5, 2015
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Million Dollar Logo

September 5, 2015
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Super Lawyers

September 5, 2015
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We are honored to be a “Super Lawyer”. Super Lawyers is a designation given to fewer than 5% of attorneys in each state. Learn more at SuperLawyers.com.

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