Over $100 Million of Investors' Losses Recovered
Securities Law Attorneys Blog
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2017 indicate that former Pennsylvania-based Prudential Investment Management Services broker Ann Marie Comcowich, also known as…
Continue ReadingPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 1, 2017 indicate that California-based Morgan Stanley broker/adviser Michael Fitzgerald has been the subject of resolved or…
Continue ReadingPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 23, 2017 indicate that Texas-based IMS Securities broker/adviser Joshua Patterson has received pending customer disputes. Fitapelli Kurta…
Continue ReadingPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that former Illinois-based William Blair & Company broker/adviser Scott Stacke has been the subject…
Continue ReadingPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 1, 2017 indicate that Florida and New York-based Cadaret Grant & Company broker/adviser Lee Rosenberg has received…
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