Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 13, 2017 indicate that Missouri-based Stifel Nicolaus & Company broker/adviser Larry Toole has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Toole (CRD# 1533007).
Larry Toole has spent 31 years in the securities industry and has been registered with Stifel Nicolaus & Company in Kansas City, Missouri since 1988. Previous registrations include Rowland Simon & Company (1988) and R. Rowland & Company (1986-1988). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 34 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and five denied customer complaints.
In September 2017 a customer alleged Larry Toole, while employed at Stifel Nicolaus & Company, recommended unsuitable products. The customer sought more than $211,000 in damages in the complaint, which was denied.
In 2014 a customer alleged Larry Toole, while employed at Stifel Nicolaus & Company, implemented an unauthorized investment strategy. The customer sought unspecified damages in the complaint, which was denied.
In 2006 a customer alleged Larry Toole, while employed at Stifel Nicolaus & Company, recommended unsuitable investments, misrepresented material facts, committed fraud, breached contract, churned the account/s, breached his fiduciary duty, and acted negligently. The complaint settled in 2007 for $87,500.
If you have complaints regarding Larry Toole, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.