Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2018 indicate that New York-based Key Investment Services broker Joseph Badolato has received a customer complaint that was denied. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Badolato (CRD# 4769496).
Joseph Badolato has spent 13 years in the securities industry and has been registered with Key Investment Services in Delmar, New York since January 2016. Previous registrations include Citizens Securities in Loudonville, New York (2008-2016) and AXA Advisors in Clifton, Park, New York (2004-2008). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 6, 2004, and Series 7 (General Securities Representative Examination), which he obtained on June 3, 2004. He is a registered broker with 31 US states and territories and one self-regulatory organization (SRO): FINRA.
According to his BrokerCheck report, he has received a customer complaint that was denied.
In October 2017 a party of customers alleged Joseph Badolato, while employed at Citizens Securities, provided misleading information in connection to a Puerto Rico municipal bond investment, transacted in February 2011, that subsequently lost value. The party of customers sought more than $108,900 in damages in the complaint, which was denied.
If you have lost money investing with Joseph Badolato and/or in Puerto Rico municipal bond products, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.