Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2018 indicate that Texas-based AllState Financial Services broker Jesse Gil has been named in a FINRA investigation into alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gil (CRD# 5188650).
Jesse Gil has spent eleven years in the securities industry and has been registered with AllState Financial Services in Corpus Christi, Texas since 2016. Previous registrations include Merrill Lynch in Corpus Christi, Texas (2015-2016); AllState Financial Services in Corpus Christi, Texas (2011-2015); SWS Financial Services in Corpus Christi, Texas (2011); Edward Jones in Aransas Pass, Texas (2008-2011); and AllState Financial Services in Corpus Christi, Texas (2007-2008). He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on March 19, 2009; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 5, 2007; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on December 8, 2008; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 15, 2007. He is a registered broker in Texas.
According to his BrokerCheck report, he was recently named in a FINRA investigation into alleged rule violations.
In August 2018 he was named respondent in a FINRA investigation into allegations he converted funds, breached his fiduciary duty, participated in undisclosed outside business activities, and provided “inaccurate compliance certifications.” The investigation remains pending.
If you or someone you know has lost money investing with Jesse Gil, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.