Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 25, 2017 indicate that former Washington-based LPL Financial broker/adviser Jens Poulsen has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Poulsen (CRD# 4824573).
Jens Poulsen has spent 12 years in the securities industry and was most recently registered with LPL Financial in Wenatchee, Washington (2006-2016). He was previously registered with Edward Jones in Cashmere, Washington (2004-2006). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on June 12, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 29, 2004; and Series 7 (General Securities Representative Examination), which he obtained on September 7, 2004. He is currently not registered with any state, firm or self-regulatory organization.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In October 2017 a customer alleged Jens Poulsen, while employed at LPL Financial, misrepresented material facts related to investments in common and preferred stock from July 2017 through October 2017. The customer is seeking unspecified damages believed to exceed $5,000 in the pending complaint.
In October 2016 a customer alleged Jens Poulsen, while employed at LPL Financial, executed unauthorized trades that led to “an excess amount of commissions.” The complaint settled in June 2017 for $100,000.
If you have lost money investing with Jens Poulsen, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.