David Park (CRD #: 4388516), a broker registered with Cambridge Investment Research in La Canada, California, is involved in an investor dispute, according to his BrokerCheck record, accessed on March 24, 2021. David Park also offers advisory services through Nettworth Financial Group.
On February 26, 2021, an investor alleged that Park had sold them unsuitable, alternative investments. Alternative investments are inherently risky, and do not suit most investor’s financial goals.
Park has also settled an investor dispute from October 7, 2008. The investor alleged that David Park of Cambridge Investment Research recommended unsuitable investments and engaged in misrepresentation. You can read a copy of the arbitration details here.
David Park has passed the Series 66 Uniform Combines State Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in eight states and a registered investment adviser in California and Texas.
Park has worked in the securities industry for 19 years. During that time, he has worked for seven firms:
- Cambridge Investment Research (CRD #: 39543)
- Cambridge Investment Research Advisors (CRD #: 134139)
- FSC Securities Corporation (CRD #: 7461)
- JP Turner & Company Capital Management (CRD #: 124446)
- JP Turner & Company (CRD #: 43177)
- Brookstreet Securities Corporation (CRD #: 14667)
- Grattan Financial Securities (CRD #: 43484)
If David Park was your broker and you have questions about the suitability of your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.