Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that Illinois-based US Bancorp Investments broker/adviser Charles Campbell has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Campbell (CRD# 1767837).
Charles Campbell has spent 29 years in the securities industry and has been registered with US Bancorp Investments in Hinsdale, Naperville, Bolingbrook, Plainfield, Chicago, Flossmoor, Aurora, Orland Park, and Homewood, Illinois since 2016. Previous registrations include Investment Professionals in Oak Brook, Illinois (2014-2016); Investment Professionals in Oswego, Illinois (2013-2014); ProEquities in Chicago, Illinois (2013); Woodbury Financial Services in Chicago, Illinois (2010-2012); Hornor Townsend & Kent in Aurora, Illinois (2008-2010); Fifth Third Securities in Wheaton, Illinois (2001-2008); Old Kent Financial Advisors in Grand Rapids, Michigan (1999-2001); Westport Financial Services in Stamford, Connecticut (1998-1999); Hornor Townsend & Kent in Horsham, Pennsylvania (1998); Old Kent Brokerage Services in Grand Rapids, Michigan (1996-1997); GNA Securities in Richmond, Virginia (1989-1996); Independence One Brokerage Services (1988-1989); Shearson Lehman Hutton (1988); and EF Hutton & Company (1987-1988). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on March 17, 2011; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 4, 1988; and Series 7 (General Securities Representative Examination), which he obtained on December 19, 1987. He is a registered broker and investment adviser with seven US states: Arizona, Florida, Georgia, Illinois, Indiana, Michigan, and Nevada.
According to his BrokerCheck report, he has received one pending customer complaint.
In March 2018 a customer alleged Charles Campbell, while employed at Investment Professionals, recommended unsuitable insurance products and oversaw a managed advisory account that performed poorly. The customer is seeking $469,000 in damages in the pending complaint.
If you have lost money investing with Charles Campbell, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.