Variable Annuity
Ex-Questar Rep William Kaczmarek Under Investigation Over Annuity and Insurance Sales
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 19, 2018 indicate that former Wisconsin-based Questar Capital Corporation broker/adviser William Kaczmarek has been named in an investigation by state regulatory authorities into alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kaczmarek…
Read MoreCustomer Alleges Ronald McCook Acted Grossly Negligent and Committed Fraud
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Arizona-based First Allied Securities broker/adviser Ronald McCook is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McCook (CRD# 4155186). Ronald McCook has spent 17 years in the…
Read MoreMichael Gisonda May Have Recommended Unsuitable Investments in Variable Annuity
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 3, 2018 indicate that Florida-based NYLife Securities broker/adviser Michael Gisonda has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gisonda (CRD# 2730740). Michael Gisonda has spent 20 years in the securities…
Read MoreCustomer Alleged Calvin Finn Misrepresented Material Facts regarding the Benefits of a Variable Annuity Contract
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2018 indicate that Kansas-based Northwestern Mutual Investment Services broker Calvin Finn is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Finn (CRD# 2190788). Calvin Finn has spent 26 years…
Read MoreRichard Matoff Allegedly Recommended an Unsuitable Annuity Investment
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2018 indicate that Washington-based Cetera Advisors broker/adviser Richard Matoff has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Matoff (CRD# 322918). Richard Matoff has spent 35…
Read MoreCustomer Alleged Robert Furrevig Did Not Provide a Repayment That he Expected to be Paid
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 2, 2018 indicate that former New Jersey-based Invest Financial Corporation broker/adviser Robert Furrevig has received a customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Furrevig…
Read MoreRobert Ahrendt Has Been Named in a Pending Regulatory Complaint
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 20, 2017 indicate that Washington-based MML Investors Services broker/adviser Robert Ahrendt has been named in a pending regulatory complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ahrendt (CRD# 5183328). Robert Ahrendt has spent eleven…
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