Unauthorized Trades
Steven Richardson Allegedly Executed Unauthorized Trades
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 1, 2017 indicate that former New Jersey-based Wells Fargo Advisors broker/adviser Steven Richardson has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Richardson (CRD# 1074713). Steven Richardson…
Read MoreRichard Westerman Allegedly Recommended Unsuitable Investments
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 29, 2017 indicate that Washington-based Northwest Investment Advisors broker/adviser Richard Westerman has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Westerman (CRD# 826562). Richard Westerman has spent…
Read MoreBlaze Tatananni Has Been the Subject of a Pending Customer Complaint
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2017 indicate that Pennsylvania-based Wells Fargo Clearing Services broker/adviser Blaze Tatananni has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tatananni (CRD# 1279009). Blaze Tatananni has spent…
Read MorePasquale Guadagno Has Received Six Customer Complaints
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 12, 2017 indicate that New York-based National Securities broker Pasquale Guadagno has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Guadagno (CRD# 734022). Pasquale Guadagno has spent 29 years…
Read More