tax liens
Laidlaw Rep Jonathan Ebel: Investor Alleges Excessive, Unsuitable Stock Trades
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 18, 2018 indicate that New York-based Laidlaw & Company broker Jonathan Ebel has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ebel (CRD# 5902719). Jonathan Ebel has spent seven years in…
Read MoreHector Ramos: Westpark Broker Suspended by FINRA Over Unauthorized Loan
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that New York-based Westpark Capital broker/adviser Hector Ramos has received a customer dispute and a FINRA sanction. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ramos (CRD# 4172477). Hector Ramos has spent 18…
Read MoreUBS Broker Patrick Donohue: Investors Allege Unsuitable Recommendations, Churning
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that New York-based UBS Financial Services broker/adviser Patrick Donohue has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Donohue (CRD# 1029917). Patrick Donohue has spent 36 years in…
Read MoreDaniel Torres Has Three Unsatisfied Tax Liens
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that California-based Ameriprise Financial Services broker/adviser Daniel Torres has received several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Torres (CRD# 2163914). Daniel Torres has spent twenty-six years in…
Read MoreJohn Reardon Has Two Unsatisfied Tax Liens
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 31, 2017 indicate that former California-based Western International Securities broker/adviser John Reardon has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Reardon (CRD#…
Read MoreSampson Pearson Has Been Named in a Pending Customer Dispute
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 12, 2017 indicate that former North Carolina-based Northwestern Mutual Investment Services broker Sampson Pearson has been named in a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints…
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