Puerto Rican Bonds
UBS Broker Laurence Knowlton: Investor Seeks $988,000 in Puerto Rico Bond Complaint
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2018 indicate that Massachusetts-based UBS Financial Services broker Laurence Knowlton has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Knowlton (CRD# 1383052). Laurence Knowlton has spent 33 years in…
Read MorePuerto Rico Bond Complaints Against FMSbonds Broker Garry Hurewitz
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 17, 2018 indicate that Florida-based FMSbonds broker Garry Hurewitz has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hurewitz (CRD# 1795772). Garry Hurewitz has spent 24 years in the securities…
Read MoreThomas McCarthy: Puerto Rico Bonds Dispute
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 14, 2018 indicate that Connecticut-based Oppenheimer & Company broker/adviser Thomas McCarthy has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McCarthy (CRD# 1082545). Thomas McCarthy has spent 35 years in…
Read MoreAndrea Frezza Has Been the Subject of a Pending Customer Complaint
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that Connecticut-based Wells Fargo Clearing Services broker/adviser Andrea Frezza has received a pending customer dispute in connection to investments in Puerto Rico municipal bonds. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Frezza…
Read More