permitted to resign
Lawrence Murphy: Sanctioned, “Permitted to Resign” From Equity Services, Terminated From MSI Financial
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 13, 2018 indicate that former Florida-based International Assets Advisory broker/adviser Lawrence Murphy was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murphy (CRD# 1270120). Lawrence Murphy…
Read MoreRobert Urban Submitted “Voluntary Resignation” From Morgan Stanley
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 31, 2018 indicate that former New York-based EK Riley Investments broker/adviser Robert Urban, who has received a customer dispute, recently resigned from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have…
Read MoreCary Scheer Has Received a Pending Customer Complaint
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 7, 2017 indicate that Texas-based Securities America broker/adviser Cary Scheer has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Scheer (CRD# 4167119). Cary Scheer has spent 16 years in the…
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