Customer Alleges Ronald McCook Acted Grossly Negligent and Committed Fraud

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Arizona-based First Allied Securities broker/adviser Ronald McCook is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McCook (CRD# 4155186). Ronald McCook has spent 17 years in the…

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Customer Alleged Robert Harris Recommended Unsuitable Municipal Bonds

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 21, 2017 indicate that Massachusetts-based Commonwealth Financial Network broker Robert Harris has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harris (CRD# 500164). Robert Harris has spent 41 years in…

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Customer Seeking Approximately $2 Million in Damages From Broker Christine Abbott

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2017 indicate that New York-based UBS Financial Services broker/adviser Christine Abbott has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Abbott (CRD# 5241462). Christine Abbott has spent ten years…

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