customer complaints
John Horseman: REIT Complaint Against LPL Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 14, 2019 indicate that Missouri-based LPL Financial broker John Horseman has received resolved or pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Horseman (CRD# 851636). John Horseman has spent 34 years in…
Read MoreStephen Trowbridge: Kestra Terminates Rep Over Alleged Policy Violations
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 14, 2019 indicate that Florida-based Newbridge Securities Corporation broker Stephen Trowbridge has received a customer complaint and was recently terminated from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints…
Read MoreMichael Murphy: $22.5 Million Complaint Against Columbus Advisory Group Rep
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 14, 2019 indicate that New York-based Columbus Advisory Group broker Michael Murphy has been named in a pending FINRA complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murphy (CRD# 2596905). Michael Murphy has spent 23…
Read MoreJames Parrelly: $500,000 Complaint Against Investment Planners Rep
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that Michigan-based Investment Planners broker/adviser James Parrelly has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Parrelly (CRD# 728368). James Parrelly has spent 37 years in the…
Read MoreJonathan Freeze: Alternative Energy Holdings Complaints
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Pennsylvania-based Fortune Financial Services broker/adviser Jonathan Freeze, who is currently not affiliated with any broker-dealer firm, has received numerous pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Freeze…
Read MoreRobert Mueller: Suitability Complaint Against UBS Rep
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that Texas-based UBS Financial Services broker/adviser Robert Mueller has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mueller (CRD# 2647227). Robert Mueller has spent 23 years in…
Read MoreNeil Konigsberg: Pending Complaint Against UBS Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that California-based UBS Financial Services broker/adviser Neil Konigsberg has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Konigsberg (CRD# 1784265). Neil Konigsberg has spent 30 years in…
Read MoreNeil Mehta: Investor Seeks $110,406 in Complaint Against Merrill Lynch, Ex-JP Morgan Rep
Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that Florida-based Merrill Lynch broker/adviser Neil Mehta, who has received a pending customer dispute, recently resigned from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is…
Read MoreHayato Tamura: Investor Seeks $213,332 in Complaint Against JP Morgan Rep
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that California-based JP Morgan Securities broker/adviser Hayato Tamura has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Tamura (CRD# 4287868). Hayato Tamura has spent 18 years in…
Read MoreLawrence Greenfield: Suitability Complaint Against LPL, Ex-Arete Rep
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 17, 2019 indicate that California-based LPL Financial broker/adviser Lawrence Greenfield has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Greenfield (CRD# 4056913). Lawrence Greenfield has spent 10 years in the…
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