Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that New York-based UBS Financial Services broker/adviser Patrick Donohue has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Donohue (CRD# 1029917). Patrick Donohue has spent 36 years in…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 15, 2018 indicate that Michigan-based Pruco Securities broker/adviser John O’Grodnick has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. O’Grodnick (CRD# 2516489). John O’Grodnick has spent 23 years in the…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that New York-based Arive Capital Markets broker Lon Faccini, Jr. has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Faccini (CRD# 2736849). Lon Faccini has…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Arizona-based Lincoln Investment broker/adviser John Ginty has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ginty (CRD# 1300716). John Ginty has spent thirty-three years in…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 26, 2018 indicate that New Jersey-based Morgan Stanley broker/adviser Susan Mamis is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Mamis (CRD# 718937). Susan Mamis has spent 37 years…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2018 indicate that Massachusetts-based United Planners’ Financial Services of America broker/adviser Thomas Riquier has received customer disputes and a pending regulatory complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Riquier (CRD# 400088). Thomas Riquier…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 18, 2017 indicate that California-based Morgan Stanley broker/adviser Patrick Walsh has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Walsh (CRD# 458073). Patrick Walsh has spent 49 years in the securities…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2017 indicate that Georgia-based Strategic Financial Alliance broker/adviser Edward Woll has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Woll (CRD# 1096606). Edward Woll has spent 28 years…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 2, 2017 indicate that Texas-based Sanders Morris Harris broker/adviser Erick Kuebler has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kuebler (CRD# 2319437). Erick Kuebler has spent 24 years in the…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2017 indicate that New York-based National Securities Corporation broker/adviser Kevin Griffin has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Griffin (CRD# 1858586). Kevin Griffin has spent twenty…

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