Customer Alleges Ronald McCook Acted Grossly Negligent and Committed Fraud

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Arizona-based First Allied Securities broker/adviser Ronald McCook is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McCook (CRD# 4155186). Ronald McCook has spent 17 years in the…

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Matthew Lawson Allegedly Violated FINRA Conduct Rules

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Tennessee-based Raymond James Financial Services broker/adviser Matthew Lawson is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lawson (CRD# 2869619). Matthew Lawson has spent 20 years in…

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Herbert Voss May Have Executed Unauthorized Trades

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 3, 2018 indicate that California-based StockCross Financial Services broker/adviser Herbert Voss has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Voss (CRD# 1014475). Herbert Voss has spent 33 years…

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Customer Alleged Gordon Rhodes Failed in His Supervisory Duties

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 3, 2018 indicate that Texas-based Rhodes Securities broker/adviser Gordon Rhodes has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rhodes (CRD# 4763582). Gordon Rhodes has spent 14 years in the…

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Don Goodson Has a Pending Customer Complaint

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that Arkansas-based Wells Fargo Clearing Services broker/adviser Don Goodson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have disputes regarding Mr. Goodson (CRD# 1355873). Don Goodson has spent 32…

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James McLellan Has Received Three Customer Complaints

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that Maryland-based Morgan Stanley broker/adviser James McLellan has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McLellan (CRD# 706853). James McLellan has spent 37 years in the…

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Andrew Brown Allegedly Breached His Fiduciary Duty

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 1, 2018 indicate that New York-based Worden Capital Management broker Andrew Brown has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Brown (CRD# 2865734). Andrew Brown has spent 18 years…

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Customer Alleged Robert Gladstone Misrepresented Material Facts Related to a Private Placement

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 26, 2018 indicate that New York-based EarlyBirdCapital broker Robert Gladstone has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gladstone (CRD# 722442). Robert Gladstone has spent 37 years in…

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Customer Alleged Kenneth Blumberg Breached His Fiduciary Duty

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 26, 2018 indicate that Maryland-based Stifel Nicolaus & Company broker/adviser Kenneth Blumberg has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Blumberg (CRD# 1585520). Kenneth Blumberg has spent 31…

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Brian Zardavets Has Been the Subject of a Pending Customer Complaint

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Florida-based Questar Capital Corporation broker/adviser Brian Zardavets is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Zardavets (CRD# 2760607). Brian Zardavets has spent 20 years…

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