Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 3, 2017 indicate that former Pennsylvania-based Prudential Investment Management Services broker Ann Marie Comcowich, also known as Ann Marie Delaney, has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Comcowich (CRD# 3161377).
Ann Marie Comcowich has spent sixteen years in the securities industry and was most recently registered with Prudential Investment Management Services in Scranton, Pennsylvania (2000-2016). She has no previous registrations. She has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 6 (Investment Company Products/Variable Contracts Representative Examination). She is currently not registered with any state or firm.
According to his BrokerCheck report, Ann Marie Comcowich has received one FINRA sanction.
In April 2016 FINRA sanctioned Anne Marie Comcowich following allegations she “refused to produce information and documents to FINRA while being investigated in connection with an amended Form U5 filed by her former member firm which stated, among other things, that she was suspected of processing 13 unauthorized withdrawals from customer accounts.” She has signed a letter of Acceptance, Waiver and Consent agreeing to a bar from acting as a broker or otherwise associating with firms that sell securities to the public.
If you have lost money investing with Ann Marie Comcowich, also known as Ann Marie Delaney, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.