Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 2, 2018 indicate that Connecticut-based Wells Fargo Clearing Services broker/adviser Andrea Frezza has received a pending customer dispute in connection to investments in Puerto Rico municipal bonds. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Frezza (CRD# 1067271).
Andrea Frezza has spent 35 years in the securities industry and has been registered with Wells Fargo Clearing Services in Old Greenwich, Connecticut since 2015. Previous registrations include JP Morgan Securities in Darien, Connecticut (2012-2015); Chase Investment Services in Westport, Connecticut (2012); Citigroup Global Markets in New Canaan, Connecticut (2007-2012); Citicorp Investment Services in New Canaan, Connecticut (2006-2007); Merrill Lynch in Stamford, Connecticut (1999-2006); CIBC World Markets in New York, New York (1994-1999); and Painewebber in Weehawken, New Jersey (1982-1994). She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on December 26, 2001; Series 7 (General Securities Representative Examination), which she obtained on September 18, 1982; Series 10 (General Securities Sales Supervisor – General Module Examination), which she obtained on October 14, 1999; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which she obtained on October 14, 1999. She is a registered broker and investment adviser with ten US states: Connecticut, Florida, Georgia, Maine, Missouri, New Jersey, New York, North Carolina, Oregon, and Washington. She is registered with five self-regulatory organizations: FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to her BrokerCheck report, she has received one pending customer complaint.
In December 2017 a customer alleged Andrea Frezza, while employed at Citigroup Global Markets, omitted material facts related to an investment, made misrepresentations of material facts related to an investment, and made unsuitable solicitations and recommendations in connection with purchases of Puerto Rico and Confina bonds between 2009 and 2013. The customer is seeking $375,492 in damages in the pending complaint.
If you or someone you know has a complaint regarding Andrea Frezza or Puerto Rico bond investments, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.