Aaron Turner (CRD #: 2252485), a broker registered with Ameriprise in Batavia, Illinois, is involved in a dispute regarding energy investments, according to his BrokerCheck record, accessed on January 28, 2021.
On November 30, 2020, an investor alleged that Aaron Turner recommended unsuitable, high-commission investments in energy securities. The investor is seeking $50,000; the dispute is pending.
On March 21, 2020, an investor alleged that Turner recommended an unsuitable investment. The investor sought $13,986.31, but the dispute was denied by the firm. Firms can deny disputes without entering into arbitration.
Aaron Turner has passed the Series 65 Uniform Investment Adviser Law Examination, Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 29 states and a registered investment adviser in Illinois and Texas.
During Aaron Turner’s 27-year career, he has worked at the following firms:
- Ameriprise Financial Services (CRD #: 6363)
- IDS Life Insurance Company (CRD #: 6321)
If Aaron Turner was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.